e3
 

   
 
FORM 3 OMB APPROVAL
 
  OMB Number:          3235-0104
  Expires:        December 31, 2001
  Estimated average burden
hours per response. . . . . . . .0.5
 


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940

(Print or Type Responses)


1. Name and Address of Reporting
Person*
2. Date of Event Requiring Statement
(Month/Day/Year)
3. I.R.S. Identification Number of Reporting
Person, if an entity (voluntary)
  CIENA Corporation   2-17-02   23-2725311
 
(Last)              (First)           (Middle)
 
 
  1201 Winterson Road 4. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
    ONI Systems Corp. ONIS    
 
(Street)
 
  [   ] Director [   ] Officer (give title below)
    6. If Amendment, Date of Original
(Month/Day/Year)
  [X] 10% Owner [   ] Other (specify below)
  Linthicum,         MD       21090-2205        
 
(City)                (State)            (Zip)
 
 
        7. Individual or Joint/Group Filing
(Check Applicable Line)
[X] Form filed by One Reporting Person
[   ] Form filed by More than One Reporting Person


Table I — Non-Derivative Securities Beneficially Owned

1. Title of Security
(Instr. 4)
2. Amount of Securities
Beneficially Owned (Instr. 4)
3. Ownership Form: Direct (D)
or Indirect (I) (Instr. 5)
4. Nature of Indirect Beneficial Ownership (Instr. 5)

  No Securities Owned          

               

               

               

               

               

               

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

*   If the form is filed by more than one reporting person, see Instruction 5(b)(v).
 

Explanation of Responses:

/s/ Russell B. Stevenson, Jr.
Russell B. Stevenson, Jr.
Senior Vice President, General Counsel and Secretary
  February 20, 2002
**Signature of Reporting Person   Date

**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.
 
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

 


 

FORM 3 (CONTINUED)

                           

Table II — Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of
Derivative
Security
(Instr. 4)
2. Date Exercisable
and Expiration
Date
(Month/Day/Year)
3. Title and Amount
of Securities
Underlying Deri-
vative Security
(Instr. 4)
4. Conversion
or Exercise
Price of
Derivative
Security
5. Ownership Form
of Derivative Se-
curity: Direct (D)
or Indirect (I)
(Instr. 5)
6. Nature of
Indirect
Beneficial
Ownership
(Instr. 5)

      Date
Exer-
cisable
Expi-
ration
Date
 
Title
Amount
or
Number
of Shares
           

                           

                           

                           

                           

                           

                           

                           

                           

                           

                           

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

Report on a separate line for each class of securities beneficially owned directly or indirectly.

Explanation of Responses:

/s/ Russell B. Stevenson
Russell B. Stevenson
Senior Vice President, General Counsel and Secretary
  February 20, 2002
**Signature of Reporting Person   Date

*   If the form is filed by more than one reporting person, see Instruction 5(b)(v).
 
**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
 
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.